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 Recent SEC Enforcement Action Underscores Importance of Timely Filing of 13D/G Beneficial Ownership Reports 3/6/2024 7:10 PMSecurities Regulation; M&A; Disclosure3/6/2024 7:16 PMApproved3/6/2024 7:06 PM
 Summary of Director Education Opportunities - Updated1/5/2024 8:16 AMAudit Committee; Corporate Governance; IPOs; Shareholder Proposals1/5/2024 1:52 PMApproved1/4/2024 7:35 AM
 Fifth Circut Strikes Down SEC's New Buyback Disclosure Rule12/20/2023 10:00 AMCapital Markets; Disclosure; Miscellaneous; Securities Regulation12/20/2023 10:02 AMApproved12/20/2023 9:59 AM
 SEC Stays Effectiveness of New Buyback Disclosure Rule; Fifth Circuit Denies SEC's Request for Additional Time to Correct Rules11/28/2023 6:30 AMCapital Markets; Disclosure; Securities Regulation11/28/2023 3:30 AMApproved11/22/2023 3:41 PM
 Division of Corporation Finance Offers New Guidance on Application of the SEC’s Universal Proxy Rules Ahead of the 2024 Proxy Season11/22/2023 4:29 PMCorporate Governance; Proxy Statements and Annual Meetings; Securities Regulation; Proxy Access; Shareholder Proposals11/22/2023 4:48 PMApproved11/22/2023 4:28 PM
 SEC Launches New Online Portal For Shareholder Proposal No-Action Requests11/6/2023 8:51 PMProxy Statements and Annual Meetings; Shareholder Proposals; Securities Regulation11/7/2023 7:18 AMApproved11/6/2023 8:48 PM
 SEC Exempts Rule 144A Debt Issuances From Rule 15c2-11 Information Requirements11/2/2023 2:32 PMCapital Markets; Financial Statements; Private Placements; Securities Regulation11/2/2023 2:34 PMApproved11/2/2023 2:34 PM
 SEC Rolls Out Enforcement Sweep Against Delinquent Filers Ahead of Recent 13D/G Amendments 10/31/2023 10:00 PMCorporate Governance; M&A; Registered Securities Offerings; Securities Regulation; Disclosure11/15/2023 9:02 AMApproved10/31/2023 10:05 PM
 UPDATE: California Governor Signs Climate Legislation Into Law, But Signals Changes To Come10/11/2023 4:15 PMDisclosure; Environmental/Climate Change; ESG; Corporate Governance10/11/2023 4:14 PMApproved10/11/2023 4:13 PM
 Updated Summary of Director Education Opportunities Available10/11/2023 3:51 PMAudit Committee; Compensation Committee; Corporate Governance; ESG; IPOs10/11/2023 3:53 PMApproved10/11/2023 3:53 PM
 SEC Desktop Calendar 2024 - Now Available10/10/2023 2:58 PMAudit Committee; Capital Markets; Disclosure; IPOs; M&A; Securities Regulation; Underwriters and Agents; Registration Statements10/10/2023 3:00 PMApproved10/10/2023 2:59 PM
 Preparing for a Potential Government Shutdown: Initial Impacts on SEC Operations9/29/2023 5:53 AMCapital Markets; Disclosure; IPOs; Registered Securities Offerings; Proxy Statements and Annual Meetings; Shareholder Proposals; Securities Regulation; Underwriters and Agents9/29/2023 6:24 AMApproved9/29/2023 5:53 AM
 EDGAR Next: SEC Proposes Changes to EDGAR Filer Access and Account Management Procedures9/28/2023 3:01 PMMiscellaneous; Securities Regulation9/28/2023 3:02 PMApproved9/28/2023 2:57 PM
 Another Batch of SEC Staff Guidance on Rule 10b5-1 Amendments8/29/2023 2:12 PMDisclosure; Executive Compensation; Securities Regulation8/29/2023 2:14 PMApproved8/29/2023 2:10 PM
 Summary of Public Company Cybersecurity Disclosure Rules7/29/2023 9:54 AMAudit Committee; Disclosure; Corporate Governance; Securities Regulation7/29/2023 1:54 PMApproved7/29/2023 9:52 AM
 Form 10-Q Updates and Reminders7/17/2023 10:01 PMDisclosure; Securities Regulation; Corporate Governance7/17/2023 10:02 PMApproved7/17/2023 9:55 PM
 Data Verification Period for New ISS Environmental & Social Disclosure QualityScore Questions Open from July 10 until July 21, 2023; Companies Should Log On Soon and Validate Their Information7/11/2023 11:16 AMCorporate Governance; Disclosure; Environmental/Climate Change; ESG; Human Capital Management7/11/2023 11:19 AMApproved7/11/2023 11:15 AM
 New Vote Reporting Disclosures Required on Form N-PX – Vote Reports Now Extend to All 13F Filers – No Longer Limited to Registered Funds7/10/2023 7:30 PMCapital Markets; Corporate Governance; Disclosure; Investment Act/Investment Advisors Act; Securities Regulation7/10/2023 7:25 PMApproved7/10/2023 7:24 PM
 Updated Summary of Director Education Opportunities Now Available7/10/2023 11:25 AMAudit Committee; Corporate Governance; ESG; IPOs; Securities Regulation; Shareholder Proposals7/10/2023 11:29 AMApproved7/10/2023 11:28 AM
 NYSE and Nasdaq Allow More Time for Companies to Adopt Rule 10D-1 Clawback Policies: What to Do Now6/8/2023 3:14 PMCompensation Committee; Corporate Governance; Dodd Frank; Executive Compensation; Financial Statements; Proxy Statements and Annual Meetings; Securities Regulation6/12/2023 8:13 AMApproved6/8/2023 3:18 PM
 Supreme Court Upholds Tracing Requirement For Section 11 Claims in Direct Listings - Slack Technologies LLC v. Pirani, No. 21-2006/6/2023 12:22 PMCapital Markets6/6/2023 12:56 PMApproved6/6/2023 12:25 PM
 New SEC Staff Guidance on Rule 10b5-1 Amendments and Summary of Compliance Dates5/30/2023 5:13 PMDisclosure; Executive Compensation; Proxy Statements and Annual Meetings; Securities Regulation5/30/2023 5:15 PMApproved5/30/2023 5:10 PM
 SEC Enforcement Action Highlights Importance of Non-GAAP Policies and Disclosure Controls and Procedures4/17/2023 8:18 AMSecurities Regulation; Disclosure; Financial Statements4/17/2023 8:19 AMApproved4/17/2023 8:14 AM
 Updated Summary of Director Education Opportunities Available4/11/2023 8:39 AMCorporate Governance; Audit Committee; ESG; IPOs4/11/2023 8:42 AMApproved4/11/2023 8:42 AM
 SEC Publishes C&DIs Addressing Tender Offer Issues 3/17/2023 5:35 PMSecurities Regulation; M&A; Disclosure3/17/2023 5:39 PMApproved3/17/2023 5:36 PM
 SEC Adopts New Final Rules for Clearance and Settlement; Proposes Changes for Investment Adviser Rules2/22/2023 8:04 AMCapital Markets; Registered Securities Offerings; Securities Regulation; Private Placements2/22/2023 8:07 AMApproved2/22/2023 8:06 AM
 Updated Summary of Director Education Opportunities Available1/5/2023 9:01 AMAudit Committee; Corporate Governance; ESG; IPOs1/5/2023 9:06 AMApproved1/5/2023 9:04 AM
 SEC Updates Non-GAAP C&DIs12/14/2022 7:11 AMDisclosure; Financial Statements; Securities Regulation; Miscellaneous12/14/2022 7:13 AMApproved12/14/2022 7:01 AM
 Updated Summary of Select Director Education Opportunities Available10/19/2022 12:00 PMAudit Committee; Corporate Governance10/21/2022 11:54 AMApproved10/21/2022 10:42 AM
 EDGAR Ready to Accept Online Form 144 Filings Ahead of Deadline for Electronic Filing Requirement10/11/2022 1:40 PMCapital Markets; Securities Regulation10/21/2022 11:55 AMApproved10/11/2022 1:34 PM
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