SEC Staff Announces Significant Changes to Shareholder Proposal No-Action Letter Process9/9/2019 4:04 AMCorporate Governance; Proxy Statements and Annual Meetings; Securities Regulation9/9/2019 4:16 AMApproved9/9/2019 4:03 AM
 SEC Issues New Guidance for Proxy Advisors and Investment Advisers Engaged in the Proxy Voting Process 8/23/2019 5:13 PMProxy Statements and Annual Meetings; Securities Regulation; Investment Act/Investment Advisors Act8/23/2019 5:14 PMApproved8/23/2019 5:08 PM
 Desktop Calendar of SEC Deadlines for 2020 Now Available8/21/2019 11:49 AMSecurities Regulation; Audit Committee; Corporate Governance; Miscellaneous8/21/2019 2:50 PMApproved8/21/2019 2:50 PM
 SEC Issues Interpretations Clarifying Inline XBRL Rules8/21/2019 10:45 AMSecurities Regulation; Miscellaneous8/21/2019 10:47 AMApproved8/21/2019 10:44 AM
 SEC August 21 Open Meeting To Address Issues Related To Proxy Advisory Firms8/13/2019 4:09 PMCorporate Governance; Proxy Statements and Annual Meetings; Securities Regulation; Shareholder Proposals8/13/2019 4:12 PMApproved8/13/2019 4:05 PM
 SEC Proposes to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors8/12/2019 6:50 PMCorporate Governance; Securities Regulation; Proxy Statements and Annual Meetings8/12/2019 7:10 PMApproved8/12/2019 6:54 PM
 Technical Points to Keep in Mind When Filing Upcoming Forms 10-K, 10-Q, and 8-K8/1/2019 12:12 PMSecurities Regulation; Miscellaneous8/1/2019 12:13 PMApproved8/1/2019 10:10 AM
 Reporting Companies Are Strongly Encouraged to Review SEC Statement On LIBOR Transition7/17/2019 10:11 AMSecurities Regulation; Miscellaneous7/17/2019 10:19 AMApproved7/17/2019 10:13 AM
 SEC to Host Roundtable on Short-Termism on July 187/12/2019 5:43 AMAudit Committee; Corporate Governance; JOBS Act; Securities Regulation7/17/2019 9:17 AMApproved7/12/2019 5:47 AM
 SEC Seeks to Simplify and Harmonize Private Offering Exemptions6/24/2019 7:16 PMJOBS Act; Miscellaneous; Securities Regulation7/17/2019 9:16 AMApproved6/24/2019 7:20 PM
 SEC To Propose Shareholder Proposal and Proxy Advisory Firm Rule Amendments5/24/2019 10:09 AMCorporate Governance; Dodd Frank; Shareholder Proposals; Proxy Statements and Annual Meetings5/24/2019 10:11 AMApproved5/24/2019 10:08 AM
 Proposed Rule Changes Receive Mixed Reaction from SEC Commissioners Due to Impact on Auditor Attestation Requirement5/20/2019 6:25 PMSecurities Regulation; Miscellaneous5/20/2019 6:26 PMApproved5/20/2019 6:24 PM
 SEC Tweaks Revised Form 8-K and 10-Q Cover Pages5/14/2019 1:26 PMSecurities Regulation5/14/2019 2:09 PMApproved5/14/2019 1:22 PM
 SEC Proposes to Improve Disclosures Relating to Acquisitions and Dispositions of Businesses 5/7/2019 7:47 AMAudit Committee; Securities Regulation; M&A5/7/2019 7:55 AMApproved5/7/2019 7:55 AM
 SEC Streamlines Procedure for Confidential Treatment Extensions4/17/2019 7:20 AMSecurities Regulation; JOBS Act; Corporate Governance4/17/2019 7:24 AMApproved4/17/2019 7:23 AM
 SEC Issues Guidance Relating to New Rules and Procedures for Redacting Confidential Information 4/3/2019 11:25 PMSecurities Regulation; Corporate Governance; JOBS Act4/3/2019 11:27 PMApproved4/3/2019 11:25 PM
 SEC Proposes Offering Reforms for BDCs and Registered Closed-End Funds3/29/2019 10:14 AMSecurities Regulation; Miscellaneous3/29/2019 10:15 AMApproved3/28/2019 4:24 PM
 SEC Continues to Modernize and Simplify Disclosure Requirements3/27/2019 6:00 AMAudit Committee; Corporate Governance; JOBS Act; Securities Regulation3/27/2019 6:08 AMApproved3/27/2019 6:06 AM
 NYSE Amends Shareholder Approval Rule3/22/2019 4:10 PMSecurities Regulation3/22/2019 4:22 PMApproved3/22/2019 3:35 PM
 SEC Proposes Long-Awaited Expansion of “Test-the-Waters” to All Issuers - Use With Caution2/20/2019 10:49 AMJOBS Act; Securities Regulation2/20/2019 11:13 AMApproved2/20/2019 11:02 AM
 Developments on Public Company Disclosures Regarding Board and Executive Diversity 2/8/2019 3:55 AMCorporate Governance; Proxy Statements and Annual Meetings; Securities Regulation2/8/2019 11:57 AMApproved2/8/2019 3:57 AM
 As Government Shutdown Continues, SEC Updates Guidance and Capital Markets Are Hindered1/14/2019 2:40 PMSecurities Regulation; M&A; Shareholder Proposals1/14/2019 6:35 PMApproved1/14/2019 2:39 PM
 SEC Expands Regulation A to Allow Offerings by Reporting Companies1/7/2019 12:38 PMJOBS Act; Securities Regulation1/7/2019 11:23 PMApproved1/7/2019 12:37 PM
 Changes and Considerations for the 2018 Form 10-K1/4/2019 5:16 PMSecurities Regulation3/25/2019 10:31 AMApproved1/4/2019 5:15 PM
 Partial Shutdown: Potential Impact on SEC Operations12/24/2018 8:46 AMSecurities Regulation12/24/2018 8:53 AMApproved12/24/2018 8:44 AM
 SEC to Reconsider Quarterly Reporting, Solicits Public Comment12/19/2018 4:40 AMCorporate Governance; Securities Regulation12/19/2018 6:29 AMApproved12/19/2018 4:42 AM
 The Changes Keep Coming: SEC Updates C&DIs and NYSE Updates Rules for Revised “Smaller Reporting Company” Definition11/14/2018 11:23 AMSecurities Regulation; Corporate Governance11/14/2018 11:26 AMApproved11/14/2018 11:26 AM
 Desktop Calendar of SEC Deadlines for 2019 Now Available11/12/2018 2:50 AMSecurities Regulation; Corporate Governance1/2/2019 4:21 PMApproved11/12/2018 2:53 AM
 Commonsense Principles 2.0 Released10/24/2018 6:27 PMCorporate Governance; Shareholder Proposals; Proxy Access10/24/2018 6:59 PMApproved10/24/2018 6:00 PM
 ISS Proposes and Opens Comment Period on Board Diversity and Pay-for-Performance Policy Changes 10/20/2018 1:22 PMCorporate Governance; Executive Compensation; Proxy Statements and Annual Meetings10/20/2018 1:30 PMApproved10/20/2018 1:24 PM
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