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Securities Regulation and Corporate Governance
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SEC Proposes Changes to Rule 144, Form 144, Form 4 and Form 5
1/5/2021 1:41 PM
Capital Markets
;
Executive Compensation
;
Private Placements
;
Securities Regulation
1/5/2021 1:45 PM
Approved
1/5/2021 1:45 PM
SEC Adopts New Rule Relating to Submissions through EDGAR and Electronic and Remote Online Notarization
12/22/2020 5:41 PM
Securities Regulation
;
Miscellaneous
12/22/2020 5:41 PM
Approved
12/22/2020 5:39 PM
SEC (Finally) Adopts Resource Extraction Disclosure Rules (Again)
12/21/2020 1:52 PM
Audit Committee
;
Disclosure
;
Dodd Frank
12/21/2020 1:54 PM
Approved
12/21/2020 1:53 PM
Summary of Select Director Education Opportunities Available
12/13/2020 10:51 AM
Audit Committee
;
Compensation Committee
;
Corporate Governance
12/13/2020 11:11 AM
Approved
12/11/2020 3:21 PM
Summary Chart and Comparative Blackline Reflecting Recent Amendments to MD&A Requirements Now Available
12/11/2020 5:50 AM
Audit Committee
;
Disclosure
;
Financial Statements
;
Registration Statements
12/11/2020 6:01 AM
Approved
12/11/2020 6:01 AM
SEC Updates Rules Relating to Electronic Submission of Documents
11/29/2020 3:23 PM
Disclosure
;
Securities Regulation
11/30/2020 1:33 PM
Approved
11/29/2020 12:43 PM
Desktop Calendar of SEC Deadlines for 2021 Now Available
11/23/2020 1:58 PM
Audit Committee
;
Capital Markets
;
Financial Statements
;
IPOs
;
Registered Securities Offerings
;
Securities Regulation
11/23/2020 1:59 PM
Approved
11/23/2020 1:14 PM
SEC Adopts Changes to the Exempt Offering Framework
11/7/2020 11:27 AM
Securities Regulation
;
Miscellaneous
;
Audit Committee
11/7/2020 11:33 AM
Approved
11/7/2020 11:32 AM
ISS Proposes and Opens Comment on Draft 2021 Voting Policy Updates
10/19/2020 2:15 PM
Corporate Governance
;
Proxy Statements and Annual Meetings
;
Miscellaneous
10/19/2020 2:24 PM
Approved
10/19/2020 2:22 PM
Regulation S-K Amendments to Items 101, 103, and 105 to go Effective November 9, 2020
10/8/2020 9:56 AM
Securities Regulation
;
Miscellaneous
10/8/2020 7:00 PM
Approved
10/8/2020 9:56 AM
SEC Provides New Option for Extending Confidential Treatment
9/11/2020 1:22 PM
Securities Regulation
;
Miscellaneous
9/11/2020 1:26 PM
Approved
9/11/2020 1:25 PM
NYSE's Attempt to Allow Primary Offerings in Direct Listings Hits a Snag
9/2/2020 4:07 PM
Securities Regulation
;
Miscellaneous
;
Corporate Governance
9/2/2020 4:09 PM
Approved
9/2/2020 4:09 PM
SEC Reduces Filing Fee Rate Effective October 1, 2020
8/28/2020 7:32 AM
Audit Committee
;
Securities Regulation
;
Miscellaneous
8/28/2020 7:33 AM
Approved
8/28/2020 7:33 AM
SEC Expands the Definitions of “Accredited Investor” and “Qualified Institutional Buyer”
8/27/2020 12:37 PM
Audit Committee
;
Securities Regulation
8/27/2020 12:40 PM
Approved
8/27/2020 12:40 PM
SEC To Consider Adopting Changes to Regulation S-K and Definitions of Qualified Investors in Private Placements: Public Meeting on August 26
8/21/2020 2:43 PM
Audit Committee
;
Securities Regulation
8/21/2020 2:53 PM
Approved
8/21/2020 2:45 PM
SEC Issues Guidance Regarding Submission of Supplemental Materials and Confidential Treatment Requests in Light of COVID-19 Concerns
8/18/2020 3:31 PM
Securities Regulation
;
Corporate Governance
;
JOBS Act
;
Miscellaneous
8/18/2020 3:33 PM
Approved
8/18/2020 3:32 PM
SEC Staff provides additional disclosure guidance related to COVID-19 impact
6/25/2020 10:35 AM
Audit Committee
;
Securities Regulation
;
Miscellaneous
6/25/2020 10:52 AM
Approved
6/25/2020 10:33 AM
Key Considerations for Issuers and Auditors Regarding Going-Concern Analysis
5/28/2020 11:24 AM
Audit Committee
;
Securities Regulation
;
Miscellaneous
5/28/2020 11:34 AM
Approved
5/28/2020 11:33 AM
SEC Adopts Final Rules to Improve Disclosures Relating to Acquisitions and Dispositions of Businesses
5/27/2020 9:00 AM
M&A
;
Securities Regulation
5/28/2020 9:14 AM
Approved
5/27/2020 9:05 AM
Nasdaq Provides Temporary Exemption from Certain Shareholder Approval Requirements in Response to COVID-19
5/11/2020 4:12 PM
Audit Committee
;
Corporate Governance
;
Miscellaneous
;
Securities Regulation
5/11/2020 4:15 PM
Approved
5/11/2020 4:14 PM
SEC Releases COVID-19 FAQs to Provide Guidance on Disclosure Requirements and Form S-3
5/11/2020 4:06 PM
Corporate Governance
;
Miscellaneous
;
Securities Regulation
5/11/2020 4:15 PM
Approved
5/11/2020 4:11 PM
Now Available: COVID-19 Resources for Public Companies
4/23/2020 3:58 PM
Corporate Governance
;
Securities Regulation
;
Proxy Statements and Annual Meetings
;
Miscellaneous
4/23/2020 4:49 PM
Approved
4/23/2020 3:56 PM
NYSE and Nasdaq Propose Temporary Waivers of Certain Market Capitalization and Trading Price Listing Requirements
4/23/2020 9:02 AM
Audit Committee
;
Miscellaneous
;
Securities Regulation
4/23/2020 9:05 AM
Approved
4/23/2020 9:05 AM
PCAOB Update – PCAOB Seeks Input on CAMs and Comments on Emerging Markets
4/23/2020 8:28 AM
Audit Committee
;
Securities Regulation
4/23/2020 8:37 AM
Approved
4/23/2020 8:34 AM
SEC Chairman and Division of Corporation Finance Director Issue Joint Statement on COVID-19 Disclosures
4/13/2020 7:01 AM
Securities Regulation
;
Audit Committee
4/22/2020 6:53 AM
Approved
4/13/2020 6:59 AM
NYSE Provides Temporary Waiver of Certain Shareholder Approval Requirements for Private Placements
4/12/2020 2:47 PM
Audit Committee
;
Miscellaneous
;
Securities Regulation
4/14/2020 8:25 AM
Approved
4/12/2020 2:50 PM
Disclosure Considerations: One Month Into the U.S. Outbreak
4/10/2020 8:52 AM
Corporate Governance
;
Securities Regulation
;
Miscellaneous
4/10/2020 9:07 AM
Approved
4/10/2020 8:56 AM
ISS Provides Policy Guidance in Light of COVID-19 Pandemic
4/9/2020 6:30 AM
Corporate Governance
;
M&A
;
Proxy Statements and Annual Meetings
4/9/2020 6:32 AM
Approved
4/9/2020 6:15 AM
Key Governance Action Items in Response to COVID-19
4/9/2020 6:28 AM
Corporate Governance
;
Securities Regulation
;
Audit Committee
;
Compensation Committee
4/9/2020 6:32 AM
Approved
4/9/2020 6:22 AM
Delaware Governor Issues Limited Relief for Public Company Shareholder Meetings Impacted by COVID-19
4/6/2020 9:19 PM
Corporate Governance
;
M&A
;
Proxy Statements and Annual Meetings
4/6/2020 9:20 PM
Approved
4/6/2020 9:18 PM
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