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 Proposed Rule Changes Receive Mixed Reaction from SEC Commissioners Due to Impact on Auditor Attestation RequirementNew5/20/2019 6:25 PMSecurities Regulation; Miscellaneous5/20/2019 6:26 PMApproved5/20/2019 6:24 PM
 SEC Tweaks Revised Form 8-K and 10-Q Cover Pages5/14/2019 1:26 PMSecurities Regulation5/14/2019 2:09 PMApproved5/14/2019 1:22 PM
 SEC Proposes to Improve Disclosures Relating to Acquisitions and Dispositions of Businesses 5/7/2019 7:47 AMAudit Committee; Securities Regulation; M&A5/7/2019 7:55 AMApproved5/7/2019 7:55 AM
 SEC Streamlines Procedure for Confidential Treatment Extensions4/17/2019 7:20 AMSecurities Regulation; JOBS Act; Corporate Governance4/17/2019 7:24 AMApproved4/17/2019 7:23 AM
 SEC Issues Guidance Relating to New Rules and Procedures for Redacting Confidential Information 4/3/2019 11:25 PMSecurities Regulation; Corporate Governance; JOBS Act4/3/2019 11:27 PMApproved4/3/2019 11:25 PM
 SEC Proposes Offering Reforms for BDCs and Registered Closed-End Funds3/29/2019 10:14 AMSecurities Regulation; Miscellaneous3/29/2019 10:15 AMApproved3/28/2019 4:24 PM
 SEC Continues to Modernize and Simplify Disclosure Requirements3/27/2019 6:00 AMAudit Committee; Corporate Governance; JOBS Act; Securities Regulation3/27/2019 6:08 AMApproved3/27/2019 6:06 AM
 NYSE Amends Shareholder Approval Rule3/22/2019 4:10 PMSecurities Regulation3/22/2019 4:22 PMApproved3/22/2019 3:35 PM
 SEC Proposes Long-Awaited Expansion of “Test-the-Waters” to All Issuers - Use With Caution2/20/2019 10:49 AMJOBS Act; Securities Regulation2/20/2019 11:13 AMApproved2/20/2019 11:02 AM
 Developments on Public Company Disclosures Regarding Board and Executive Diversity 2/8/2019 3:55 AMCorporate Governance; Proxy Statements and Annual Meetings; Securities Regulation2/8/2019 11:57 AMApproved2/8/2019 3:57 AM
 As Government Shutdown Continues, SEC Updates Guidance and Capital Markets Are Hindered1/14/2019 2:40 PMSecurities Regulation; M&A; Shareholder Proposals1/14/2019 6:35 PMApproved1/14/2019 2:39 PM
 SEC Expands Regulation A to Allow Offerings by Reporting Companies1/7/2019 12:38 PMJOBS Act; Securities Regulation1/7/2019 11:23 PMApproved1/7/2019 12:37 PM
 Changes and Considerations for the 2018 Form 10-K1/4/2019 5:16 PMSecurities Regulation3/25/2019 10:31 AMApproved1/4/2019 5:15 PM
 Partial Shutdown: Potential Impact on SEC Operations12/24/2018 8:46 AMSecurities Regulation12/24/2018 8:53 AMApproved12/24/2018 8:44 AM
 SEC to Reconsider Quarterly Reporting, Solicits Public Comment12/19/2018 4:40 AMCorporate Governance; Securities Regulation12/19/2018 6:29 AMApproved12/19/2018 4:42 AM
 The Changes Keep Coming: SEC Updates C&DIs and NYSE Updates Rules for Revised “Smaller Reporting Company” Definition11/14/2018 11:23 AMSecurities Regulation; Corporate Governance11/14/2018 11:26 AMApproved11/14/2018 11:26 AM
 Desktop Calendar of SEC Deadlines for 2019 Now Available11/12/2018 2:50 AMSecurities Regulation; Corporate Governance1/2/2019 4:21 PMApproved11/12/2018 2:53 AM
 Commonsense Principles 2.0 Released10/24/2018 6:27 PMCorporate Governance; Shareholder Proposals; Proxy Access10/24/2018 6:59 PMApproved10/24/2018 6:00 PM
 ISS Proposes and Opens Comment Period on Board Diversity and Pay-for-Performance Policy Changes 10/20/2018 1:22 PMCorporate Governance; Executive Compensation; Proxy Statements and Annual Meetings10/20/2018 1:30 PMApproved10/20/2018 1:24 PM
 The SEC Adopts Strategic Plan for 2018-202210/19/2018 1:00 PMCorporate Governance; Securities Regulation10/19/2018 11:00 AMApproved10/19/2018 11:00 AM
 Nasdaq Amends 20% Private Placement Shareholder Approval Rule10/9/2018 7:11 AMSecurities Regulation; Miscellaneous10/9/2018 7:37 AMApproved10/8/2018 7:08 PM
 California Requires Public Companies Headquartered in California to Have Minimum Number of Women Directors on Board10/3/2018 6:53 PMCorporate Governance10/3/2018 7:00 PMApproved10/3/2018 6:34 PM
 Proposed Legislation Would Require Public Companies to Significantly Expand Their Climate-Related Disclosures10/2/2018 10:02 AMCorporate Governance; Securities Regulation10/2/2018 10:06 AMApproved10/2/2018 10:00 AM
 SEC Division of Corporation Finance Provides Interpretive Relief on New Disclosure Requirement9/25/2018 7:09 PMSecurities Regulation9/25/2018 7:12 PMApproved9/25/2018 6:53 PM
 SEC Division of Corporation Finance Provides Interpretive Relief on New Disclosure Requirement9/25/2018 6:28 PMSecurities Regulation10/10/2018 12:13 PMApproved9/25/2018 6:53 PM
 Important Reminders for Upcoming 10-Q Filings9/13/2018 8:48 PMSecurities Regulation9/14/2018 5:25 AMApproved9/13/2018 8:28 PM
 EDNY Rejects Motion to Dismiss in First ICO Criminal Securities Fraud Trial9/12/2018 2:32 PMMiscellaneous9/12/2018 2:47 PMApproved9/12/2018 2:30 PM
 SEC Streamlines Disclosure Requirements as Part of its Overall Disclosure Effectiveness Review8/27/2018 5:16 PMSecurities Regulation; Miscellaneous8/27/2018 5:18 PMApproved8/27/2018 5:14 PM
 The PCAOB’s Draft Strategic Plan: Overview and Outlook8/20/2018 11:17 AMAudit Committee; Securities Regulation8/20/2018 11:24 AMApproved8/20/2018 11:21 AM
 SEC Modifies XBRL Filing Requirements8/17/2018 4:30 PMSecurities Regulation8/17/2018 4:25 PMApproved8/17/2018 4:24 PM
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