As Government Shutdown Continues, SEC Updates Guidance and Capital Markets Are Hindered1/14/2019 2:40 PMSecurities Regulation; M&A; Shareholder Proposals1/14/2019 6:35 PMApproved1/14/2019 2:39 PM
 SEC Expands Regulation A to Allow Offerings by Reporting Companies1/7/2019 12:38 PMJOBS Act; Securities Regulation1/7/2019 11:23 PMApproved1/7/2019 12:37 PM
 Changes and Considerations for the 2018 Form 10-K1/4/2019 5:16 PMSecurities Regulation1/7/2019 12:31 PMApproved1/4/2019 5:15 PM
 Partial Shutdown: Potential Impact on SEC Operations12/24/2018 8:46 AMSecurities Regulation12/24/2018 8:53 AMApproved12/24/2018 8:44 AM
 The SEC (Finally) Adopts Rules for Hedging Disclosure12/20/2018 8:32 PMDodd Frank; Corporate Governance; Securities Regulation12/20/2018 9:12 PMApproved12/20/2018 8:23 PM
 SEC to Reconsider Quarterly Reporting, Solicits Public Comment12/19/2018 4:40 AMCorporate Governance; Securities Regulation12/19/2018 6:29 AMApproved12/19/2018 4:42 AM
 The Changes Keep Coming: SEC Updates C&DIs and NYSE Updates Rules for Revised “Smaller Reporting Company” Definition11/14/2018 11:23 AMSecurities Regulation; Corporate Governance11/14/2018 11:26 AMApproved11/14/2018 11:26 AM
 Desktop Calendar of SEC Deadlines for 2019 Now Available11/12/2018 2:50 AMSecurities Regulation; Corporate Governance1/2/2019 4:21 PMApproved11/12/2018 2:53 AM
 Commonsense Principles 2.0 Released10/24/2018 6:27 PMCorporate Governance; Shareholder Proposals; Proxy Access10/24/2018 6:59 PMApproved10/24/2018 6:00 PM
 ISS Proposes and Opens Comment Period on Board Diversity and Pay-for-Performance Policy Changes 10/20/2018 1:22 PMCorporate Governance; Executive Compensation; Proxy Statements and Annual Meetings10/20/2018 1:30 PMApproved10/20/2018 1:24 PM
 The SEC Adopts Strategic Plan for 2018-202210/19/2018 1:00 PMCorporate Governance; Securities Regulation10/19/2018 11:00 AMApproved10/19/2018 11:00 AM
 Nasdaq Amends 20% Private Placement Shareholder Approval Rule10/9/2018 7:11 AMSecurities Regulation; Miscellaneous10/9/2018 7:37 AMApproved10/8/2018 7:08 PM
 California Requires Public Companies Headquartered in California to Have Minimum Number of Women Directors on Board10/3/2018 6:53 PMCorporate Governance10/3/2018 7:00 PMApproved10/3/2018 6:34 PM
 Proposed Legislation Would Require Public Companies to Significantly Expand Their Climate-Related Disclosures10/2/2018 10:02 AMCorporate Governance; Securities Regulation10/2/2018 10:06 AMApproved10/2/2018 10:00 AM
 SEC Division of Corporation Finance Provides Interpretive Relief on New Disclosure Requirement9/25/2018 7:09 PMSecurities Regulation9/25/2018 7:12 PMApproved9/25/2018 6:53 PM
 SEC Division of Corporation Finance Provides Interpretive Relief on New Disclosure Requirement9/25/2018 6:28 PMSecurities Regulation10/10/2018 12:13 PMApproved9/25/2018 6:53 PM
 Important Reminders for Upcoming 10-Q Filings9/13/2018 8:48 PMSecurities Regulation9/14/2018 5:25 AMApproved9/13/2018 8:28 PM
 EDNY Rejects Motion to Dismiss in First ICO Criminal Securities Fraud Trial9/12/2018 2:32 PMMiscellaneous9/12/2018 2:47 PMApproved9/12/2018 2:30 PM
 SEC Streamlines Disclosure Requirements as Part of its Overall Disclosure Effectiveness Review8/27/2018 5:16 PMSecurities Regulation; Miscellaneous8/27/2018 5:18 PMApproved8/27/2018 5:14 PM
 The PCAOB’s Draft Strategic Plan: Overview and Outlook8/20/2018 11:17 AMAudit Committee; Securities Regulation8/20/2018 11:24 AMApproved8/20/2018 11:21 AM
 SEC Modifies XBRL Filing Requirements8/17/2018 4:30 PMSecurities Regulation8/17/2018 4:25 PMApproved8/17/2018 4:24 PM
 SEC Proposes to Substantially Lighten Financial Disclosures for Issuers and Guarantors of Registered Debt8/6/2018 3:57 PMSecurities Regulation8/6/2018 4:02 PMApproved8/6/2018 3:55 PM
 SEC’s Division of Corporation Finance Issues Guidance Regarding the Voluntary Filing of Notices of Exempt Solicitation under Exchange Act Rule 14a-6(g)8/1/2018 3:48 AMCorporate Governance; Proxy Statements and Annual Meetings; Shareholder Proposals8/1/2018 4:13 AMApproved8/1/2018 3:47 AM
 House of Representatives Adopts Bipartisan Financial Reform – JOBS Act 3.07/19/2018 8:16 AMJOBS Act; Securities Regulation7/19/2018 2:27 PMApproved7/19/2018 7:54 AM
 SEC Amends “Smaller Reporting Company” Definition to Expand Access to Scaled Disclosure Accommodations7/6/2018 4:30 PMSecurities Regulation; Proxy Statements and Annual Meetings; JOBS Act; M&A7/10/2018 9:15 AMApproved7/6/2018 4:27 PM
 The SEC Identifies Priorities in Draft Strategic Plan Through 20226/27/2018 7:05 AMSecurities Regulation6/27/2018 7:09 AMApproved6/27/2018 7:08 AM
 The SEC Continues to Modernize and Adapt to the Times6/12/2018 9:18 PMSecurities Regulation; Miscellaneous6/13/2018 4:51 AMApproved6/12/2018 5:19 PM0
 The SEC's Proposed Transaction Fee Pilot for US Equity Securities6/8/2018 1:35 PMSecurities Regulation; Miscellaneous6/8/2018 11:24 PMApproved6/8/2018 1:27 PM
 SEC Corp Fin Staff Releases New Compliance and Disclosure Interpretations on Proxy Rules and Schedules 14A/14C5/15/2018 7:23 PMProxy Statements and Annual Meetings; Securities Regulation5/15/2018 7:23 PMApproved5/15/2018 6:47 PM
 Strengthening U.S. Public Capital Markets – Recommendations from SIFMA Report5/11/2018 12:04 PMSecurities Regulation; Dodd Frank; JOBS Act5/11/2018 12:04 PMApproved5/11/2018 11:59 AM
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