Securities Regulation and Corporate Governance

Topic: Dodd Frank

NYSE and Nasdaq Allow More Time for Companies to Adopt Rule 10D-1 Clawback Policies: What to Do Now

6/8/2023 | Posted by Ronald Mueller

Topic: Compensation Committee; Corporate Governance; Dodd Frank; Executive Compensation; Financial Statements; Proxy Statements and Annual Meetings; Securities Regulation

SEC (Finally) Adopts Resource Extraction Disclosure Rules (Again)

12/21/2020 | Posted by Hillary Holmes; Gerald Spedale

Topic: Audit Committee; Disclosure; Dodd Frank

SEC To Propose Shareholder Proposal and Proxy Advisory Firm Rule Amendments

5/24/2019 | Posted by Elizabeth Ising; Ronald Mueller

Topic: Corporate Governance; Dodd Frank; Shareholder Proposals; Proxy Statements and Annual Meetings

Strengthening U.S. Public Capital Markets – Recommendations from SIFMA Report

5/11/2018 | Posted by Hillary Holmes; Elizabeth Ising; Stewart McDowell; Peter Wardle; James Moloney

Topic: Securities Regulation; Dodd Frank; JOBS Act

S&P 500 Pay Ratio Disclosures: Emerging Trends

3/13/2018 | Posted by Ronald Mueller

Topic: Compensation Committee; Executive Compensation; Dodd Frank; Proxy Statements and Annual Meetings; Securities Regulation

SEC’s Division of Corporation Finance Suspends Enforcement of Certain Conflicts Minerals Requirements

4/9/2017 | Posted by Lori Zyskowski; James Moloney; Ronald Mueller

Topic: Dodd Frank; Securities Regulation

Acting SEC Chair Piwowar Directs Staff to Reconsider Conflict Minerals Rule

2/1/2017 | Posted by James Moloney; Lori Zyskowski

Topic: Corporate Governance; Dodd Frank; Securities Regulation

SEC Corp Fin Staff Releases Guidance on CEO Pay Ratio Disclosure

10/19/2016 | Posted by Ronald Mueller; Elizabeth Ising

Topic: Executive Compensation; Corporate Governance; Securities Regulation; Compensation Committee; Dodd Frank

One More Time! SEC Seeks to Re-Adopt Resource Extraction Disclosure Rules

12/13/2015 | Posted by Elizabeth Ising; James Moloney

Topic: Dodd Frank; Securities Regulation

Massachusetts District Court Orders the SEC to Issue Final Resource Extraction Rule

9/4/2015 | Posted by Brian Lane; Elizabeth Ising; Lori Zyskowski; James Moloney

Topic: Dodd Frank; Securities Regulation

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