Topic: Miscellaneous

The SEC Continues to Modernize and Adapt to the Times
The SEC's Proposed Transaction Fee Pilot for US Equity Securities
SEC Significantly Expands Confidential Review of Registration Statements
SEC Eliminates Need for Affirmative “Tandy” Representations from Issuers
NASDAQ Proposes Disclosure of Third-Party Compensation for Directors and Nominees
When the Tail Wags the Unicorn: SEC Chair Voices Concerns About Pre-IPO Investments
SEC Files Fraud Charges Against Public Biotechnology Company and its Officers for Alleged Materially Misleading FDA-Related Disclosures
“FAST” Act Legislation Enacted -- Potentially Significant Impact on Capital Markets
NASDAQ Issues FAQ Relaxing Historical Position on Net Share Settled Convertible Securities
House Financial Services Committee Approves Eight Bills Affecting Securities Regulation
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