Topic: Capital Markets

Preparing for a Potential Government Shutdown: Initial Impacts on SEC Operations
New Vote Reporting Disclosures Required on Form N-PX – Vote Reports Now Extend to All 13F Filers – No Longer Limited to Registered Funds
Supreme Court Upholds Tracing Requirement For Section 11 Claims in Direct Listings - Slack Technologies LLC v. Pirani, No. 21-200
SEC Adopts New Final Rules for Clearance and Settlement; Proposes Changes for Investment Adviser Rules
EDGAR Ready to Accept Online Form 144 Filings Ahead of Deadline for Electronic Filing Requirement
SEC Raises Annual Gross Revenue Amount in the Definition of Emerging Growth Company
Update on Changes in SEC Commissioners
Now Available: SEC Desktop Calendar for 2023
SEC Proposes Rule Changes to Shorten the Security Settlement Cycle to T+1 by March 31, 2024
Now Available: Considerations for Preparing Your 2021 Form 10-K
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