Topic: Capital Markets

Reminder: Securities Settlement Cycle Transitions to T+1 on May 28, 2024
Fifth Circut Strikes Down SEC's New Buyback Disclosure Rule
SEC Stays Effectiveness of New Buyback Disclosure Rule; Fifth Circuit Denies SEC's Request for Additional Time to Correct Rules
SEC Exempts Rule 144A Debt Issuances From Rule 15c2-11 Information Requirements
SEC Desktop Calendar 2024 - Now Available
Preparing for a Potential Government Shutdown: Initial Impacts on SEC Operations
New Vote Reporting Disclosures Required on Form N-PX – Vote Reports Now Extend to All 13F Filers – No Longer Limited to Registered Funds
Supreme Court Upholds Tracing Requirement For Section 11 Claims in Direct Listings - Slack Technologies LLC v. Pirani, No. 21-200
SEC Adopts New Final Rules for Clearance and Settlement; Proposes Changes for Investment Adviser Rules
EDGAR Ready to Accept Online Form 144 Filings Ahead of Deadline for Electronic Filing Requirement
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