Topic: Securities Regulation

What Can We Expect from the SEC with COP26 Around the Corner?
Direct Listings on Nasdaq May Include Primary Capital Raise
SEC Staff Issues Cautionary Guidance Related to Business Combinations with SPACs
SEC Chair Lays Out a Climate- and ESG-Oriented Agenda and Calls for Comments on Mandatory Climate-Related Disclosure Rules
SEC Announces Enforcement Task Force Focused on Climate and ESG Issues
Nasdaq Amends Proposed Rules to Allow Primary Direct Listings
Now Available: Considerations for Preparing Your 2020 Form 10-K
SEC Proposes Changes to Rule 144, Form 144, Form 4 and Form 5
SEC Adopts New Rule Relating to Submissions through EDGAR and Electronic and Remote Online Notarization
SEC Updates Rules Relating to Electronic Submission of Documents
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