Topic: Securities Regulation

Recent SEC Enforcement Action Underscores Importance of Timely Filing of 13D/G Beneficial Ownership Reports
Fifth Circut Strikes Down SEC's New Buyback Disclosure Rule
SEC Stays Effectiveness of New Buyback Disclosure Rule; Fifth Circuit Denies SEC's Request for Additional Time to Correct Rules
Division of Corporation Finance Offers New Guidance on Application of the SEC’s Universal Proxy Rules Ahead of the 2024 Proxy Season
SEC Launches New Online Portal For Shareholder Proposal No-Action Requests
SEC Exempts Rule 144A Debt Issuances From Rule 15c2-11 Information Requirements
SEC Rolls Out Enforcement Sweep Against Delinquent Filers Ahead of Recent 13D/G Amendments
SEC Desktop Calendar 2024 - Now Available
Preparing for a Potential Government Shutdown: Initial Impacts on SEC Operations
EDGAR Next: SEC Proposes Changes to EDGAR Filer Access and Account Management Procedures
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