Securities Regulation and Corporate Governance

Topic: Shareholder Proposals

Preparing for a Potential Government Shutdown: Initial Impacts on SEC Operations

9/29/2023 | Posted by Hillary Holmes; James Moloney; Ronald Mueller

Topic: Capital Markets; Disclosure; IPOs; Registered Securities Offerings; Proxy Statements and Annual Meetings; Shareholder Proposals; Securities Regulation; Underwriters and Agents

Updated Summary of Director Education Opportunities Now Available

7/10/2023 | Posted by Hillary Holmes; Lori Zyskowski; Ronald Mueller; Elizabeth Ising

Topic: Audit Committee; Corporate Governance; ESG; IPOs; Securities Regulation; Shareholder Proposals

Division of Corporation Finance Issues Interpretive Guidance on the SEC’s Universal Proxy Rules

8/29/2022 | Posted by James Moloney; Ronald Mueller; Michael Titera

Topic: Corporate Governance; Proxy Statements and Annual Meetings; Securities Regulation; Proxy Access; Shareholder Proposals

Division of Corporation Finance Unveils Further Details on Its Process for Responding to Shareholder Proposal No-Action Requests

11/24/2019 | Posted by Ronald Mueller; Lori Zyskowski; Elizabeth Ising

Topic: Corporate Governance; Proxy Statements and Annual Meetings; Shareholder Proposals

Developments Regarding Changes to SEC Staff’s Shareholder Proposal No-Action Responses

10/11/2019 | Posted by Elizabeth Ising; Ronald Mueller

Topic: Shareholder Proposals

SEC August 21 Open Meeting To Address Issues Related To Proxy Advisory Firms

8/13/2019 | Posted by Ronald Mueller; Elizabeth Ising; Lori Zyskowski; Michael Titera; Aaron K. Briggs

Topic: Corporate Governance; Proxy Statements and Annual Meetings; Securities Regulation; Shareholder Proposals

SEC To Propose Shareholder Proposal and Proxy Advisory Firm Rule Amendments

5/24/2019 | Posted by Elizabeth Ising; Ronald Mueller

Topic: Corporate Governance; Dodd Frank; Shareholder Proposals; Proxy Statements and Annual Meetings

As Government Shutdown Continues, SEC Updates Guidance and Capital Markets Are Hindered

1/14/2019 | Posted by Hillary Holmes; Andrew Fabens

Topic: Securities Regulation; M&A; Shareholder Proposals

Commonsense Principles 2.0 Released

10/24/2018 | Posted by Elizabeth Ising; Lori Zyskowski

Topic: Corporate Governance; Shareholder Proposals; Proxy Access

SEC’s Division of Corporation Finance Issues Guidance Regarding the Voluntary Filing of Notices of Exempt Solicitation under Exchange Act Rule 14a-6(g)

8/1/2018 | Posted by Ronald Mueller; Elizabeth Ising; Lori Zyskowski

Topic: Corporate Governance; Proxy Statements and Annual Meetings; Shareholder Proposals

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