Securities Regulation and Corporate Governance

Topic: Executive Compensation

Another Batch of SEC Staff Guidance on Rule 10b5-1 Amendments

8/29/2023 | Posted by Michael Titera; Thomas Kim; Julia Lapitskaya; Lori Zyskowski; Ronald Mueller

Topic: Disclosure; Executive Compensation; Securities Regulation

NYSE and Nasdaq Allow More Time for Companies to Adopt Rule 10D-1 Clawback Policies: What to Do Now

6/8/2023 | Posted by Ronald Mueller

Topic: Compensation Committee; Corporate Governance; Dodd Frank; Executive Compensation; Financial Statements; Proxy Statements and Annual Meetings; Securities Regulation

New SEC Staff Guidance on Rule 10b5-1 Amendments and Summary of Compliance Dates

5/30/2023 | Posted by Ronald Mueller

Topic: Disclosure; Executive Compensation; Proxy Statements and Annual Meetings; Securities Regulation

SEC Proposes Changes to Rule 144, Form 144, Form 4 and Form 5

1/5/2021 | Posted by Eric Scarazzo; Hillary Holmes

Topic: Capital Markets; Executive Compensation; Private Placements; Securities Regulation

ISS Proposes and Opens Comment Period on Board Diversity and Pay-for-Performance Policy Changes

10/20/2018 | Posted by Elizabeth Ising; Lori Zyskowski; Ronald Mueller

Topic: Corporate Governance; Executive Compensation; Proxy Statements and Annual Meetings

S&P 500 Pay Ratio Disclosures: Emerging Trends

3/13/2018 | Posted by Ronald Mueller

Topic: Compensation Committee; Executive Compensation; Dodd Frank; Proxy Statements and Annual Meetings; Securities Regulation

ISS Releases Surveys for 2018 Policy Updates

8/3/2017 | Posted by Elizabeth Ising

Topic: Corporate Governance; Executive Compensation; Say on Pay; Securities Regulation

Top Five Reminders for Reporting Annual Meeting Results

5/11/2017 | Posted by Ronald Mueller; Elizabeth Ising; Lori Zyskowski

Topic: Securities Regulation; Corporate Governance; Executive Compensation

SEC Corp Fin Staff Releases Guidance on CEO Pay Ratio Disclosure

10/19/2016 | Posted by Ronald Mueller; Elizabeth Ising

Topic: Executive Compensation; Corporate Governance; Securities Regulation; Compensation Committee; Dodd Frank

ISS Releases Survey for 2017 Policy Updates

8/2/2016 | Posted by Elizabeth Ising; Lori Zyskowski

Topic: Corporate Governance; Executive Compensation; Say on Pay

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