Topic: Securities Regulation

Top Five Reminders for Reporting Annual Meeting Results
SEC Revises Cover Page of Exchange Act and Other Forms and Revises Other Rules Under JOBS Act
SEC’s Division of Corporation Finance Suspends Enforcement of Certain Conflicts Minerals Requirements
SEC Adopts Amendment Shortening Trade Settlement Cycle From T+3 to T+2 (potential implications)
Non-Voting Shares Make Their Public Debut and Generate Some Governance Concerns, but How Will Courts View the Structure When First Presented?
SEC Adopts Requirements for Active Hyperlinks In Exhibit Indexes
SEC Brings Enforcement Action for Deficient Disclosure of Financial Advisors’ Fee Arrangements
Acting SEC Chair Piwowar Directs Staff to Reconsider Conflict Minerals Rule
Marblegate Case Overturned by Second Circuit Court of Appeals
SEC Releases Multiple Interpretations of Interest for Foreign Private Issuers
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