Securities Regulation and Corporate Governance

Topic: Corporate Governance

Reminder For Resource Extraction Issuers: Form SD Due September 2024

4/16/2024 | Posted by Hillary Holmes; James Moloney; Harrison Tucker

Topic: Securities Regulation; Disclosure; Corporate Governance; Audit Committee

Updated Summary of Director Education Opportunities Available

4/9/2024 | Posted by Hillary Holmes; Lori Zyskowski; Elizabeth Ising; Ronald Mueller

Topic: Audit Committee; Compensation Committee; Corporate Governance; ESG; IPOs

SEC Stays Climate Disclosure Rule Following Consolidation of Litigation in the Eighth Circuit

3/22/2024 | Posted by Ronald Mueller; James Moloney; Elizabeth Ising; Lori Zyskowski

Topic: Securities Regulation; Corporate Governance; Disclosure; ESG

Summary of Director Education Opportunities - Updated

1/5/2024 | Posted by Hillary Holmes; Lori Zyskowski; Elizabeth Ising; Ronald Mueller

Topic: Audit Committee; Corporate Governance; IPOs; Shareholder Proposals

Division of Corporation Finance Offers New Guidance on Application of the SEC’s Universal Proxy Rules Ahead of the 2024 Proxy Season

11/22/2023 | Posted by James Moloney; Ronald Mueller; Michael Titera; Julia Lapitskaya

Topic: Corporate Governance; Proxy Statements and Annual Meetings; Securities Regulation; Proxy Access; Shareholder Proposals

SEC Rolls Out Enforcement Sweep Against Delinquent Filers Ahead of Recent 13D/G Amendments

10/31/2023 | Posted by James Moloney; Brian Lane; Michael Titera

Topic: Corporate Governance; M&A; Registered Securities Offerings; Securities Regulation; Disclosure

UPDATE: California Governor Signs Climate Legislation Into Law, But Signals Changes To Come

10/11/2023 | Posted by Andrew Fabens; Elizabeth Ising; Cynthia Mabry

Topic: Disclosure; Environmental/Climate Change; ESG; Corporate Governance

Updated Summary of Director Education Opportunities Available

10/11/2023 | Posted by Hillary Holmes; Lori Zyskowski; Elizabeth Ising; Ronald Mueller

Topic: Audit Committee; Compensation Committee; Corporate Governance; ESG; IPOs

Summary of Public Company Cybersecurity Disclosure Rules

7/29/2023 | Posted by Ronald Mueller; Elizabeth Ising; Julia Lapitskaya; Lori Zyskowski

Topic: Audit Committee; Disclosure; Corporate Governance; Securities Regulation

Form 10-Q Updates and Reminders

7/17/2023 | Posted by Michael Titera; Ronald Mueller; Thomas Kim; Lori Zyskowski; Elizabeth Ising; James Moloney; Julia Lapitskaya; Aaron K. Briggs

Topic: Disclosure; Securities Regulation; Corporate Governance

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