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Reminder For Resource Extraction Issuers: Form SD Due September 2024
4/16/2024 2:10 PM
Securities Regulation
;
Disclosure
;
Corporate Governance
;
Audit Committee
4/17/2024 12:17 PM
Approved
4/16/2024 2:09 PM
Updated Summary of Director Education Opportunities Available
4/9/2024 1:50 PM
Audit Committee
;
Compensation Committee
;
Corporate Governance
;
ESG
;
IPOs
4/9/2024 1:50 PM
Approved
4/9/2024 1:46 PM
SEC Stays Climate Disclosure Rule Following Consolidation of Litigation in the Eighth Circuit
3/22/2024 4:00 PM
Securities Regulation
;
Corporate Governance
;
Disclosure
;
ESG
4/5/2024 2:10 AM
Approved
3/22/2024 3:57 PM
Recent SEC Enforcement Action Underscores Importance of Timely Filing of 13D/G Beneficial Ownership Reports
3/6/2024 7:10 PM
Securities Regulation
;
M&A
;
Disclosure
3/6/2024 7:16 PM
Approved
3/6/2024 7:06 PM
Summary of Director Education Opportunities - Updated
1/5/2024 8:16 AM
Audit Committee
;
Corporate Governance
;
IPOs
;
Shareholder Proposals
1/5/2024 1:52 PM
Approved
1/4/2024 7:35 AM
Fifth Circut Strikes Down SEC's New Buyback Disclosure Rule
12/20/2023 10:00 AM
Capital Markets
;
Disclosure
;
Miscellaneous
;
Securities Regulation
12/20/2023 10:02 AM
Approved
12/20/2023 9:59 AM
SEC Stays Effectiveness of New Buyback Disclosure Rule; Fifth Circuit Denies SEC's Request for Additional Time to Correct Rules
11/28/2023 6:30 AM
Capital Markets
;
Disclosure
;
Securities Regulation
11/28/2023 3:30 AM
Approved
11/22/2023 3:41 PM
Division of Corporation Finance Offers New Guidance on Application of the SEC’s Universal Proxy Rules Ahead of the 2024 Proxy Season
11/22/2023 4:29 PM
Corporate Governance
;
Proxy Statements and Annual Meetings
;
Securities Regulation
;
Proxy Access
;
Shareholder Proposals
11/22/2023 4:48 PM
Approved
11/22/2023 4:28 PM
SEC Launches New Online Portal For Shareholder Proposal No-Action Requests
11/6/2023 8:51 PM
Proxy Statements and Annual Meetings
;
Shareholder Proposals
;
Securities Regulation
11/7/2023 7:18 AM
Approved
11/6/2023 8:48 PM
SEC Exempts Rule 144A Debt Issuances From Rule 15c2-11 Information Requirements
11/2/2023 2:32 PM
Capital Markets
;
Financial Statements
;
Private Placements
;
Securities Regulation
11/2/2023 2:34 PM
Approved
11/2/2023 2:34 PM
SEC Rolls Out Enforcement Sweep Against Delinquent Filers Ahead of Recent 13D/G Amendments
10/31/2023 10:00 PM
Corporate Governance
;
M&A
;
Registered Securities Offerings
;
Securities Regulation
;
Disclosure
11/15/2023 9:02 AM
Approved
10/31/2023 10:05 PM
UPDATE: California Governor Signs Climate Legislation Into Law, But Signals Changes To Come
10/11/2023 4:15 PM
Disclosure
;
Environmental/Climate Change
;
ESG
;
Corporate Governance
10/11/2023 4:14 PM
Approved
10/11/2023 4:13 PM
Updated Summary of Director Education Opportunities Available
10/11/2023 3:51 PM
Audit Committee
;
Compensation Committee
;
Corporate Governance
;
ESG
;
IPOs
10/11/2023 3:53 PM
Approved
10/11/2023 3:53 PM
SEC Desktop Calendar 2024 - Now Available
10/10/2023 2:58 PM
Audit Committee
;
Capital Markets
;
Disclosure
;
IPOs
;
M&A
;
Securities Regulation
;
Underwriters and Agents
;
Registration Statements
10/10/2023 3:00 PM
Approved
10/10/2023 2:59 PM
Preparing for a Potential Government Shutdown: Initial Impacts on SEC Operations
9/29/2023 5:53 AM
Capital Markets
;
Disclosure
;
IPOs
;
Registered Securities Offerings
;
Proxy Statements and Annual Meetings
;
Shareholder Proposals
;
Securities Regulation
;
Underwriters and Agents
9/29/2023 6:24 AM
Approved
9/29/2023 5:53 AM
EDGAR Next: SEC Proposes Changes to EDGAR Filer Access and Account Management Procedures
9/28/2023 3:01 PM
Miscellaneous
;
Securities Regulation
9/28/2023 3:02 PM
Approved
9/28/2023 2:57 PM
Another Batch of SEC Staff Guidance on Rule 10b5-1 Amendments
8/29/2023 2:12 PM
Disclosure
;
Executive Compensation
;
Securities Regulation
8/29/2023 2:14 PM
Approved
8/29/2023 2:10 PM
Summary of Public Company Cybersecurity Disclosure Rules
7/29/2023 9:54 AM
Audit Committee
;
Disclosure
;
Corporate Governance
;
Securities Regulation
7/29/2023 1:54 PM
Approved
7/29/2023 9:52 AM
Form 10-Q Updates and Reminders
7/17/2023 10:01 PM
Disclosure
;
Securities Regulation
;
Corporate Governance
7/17/2023 10:02 PM
Approved
7/17/2023 9:55 PM
Data Verification Period for New ISS Environmental & Social Disclosure QualityScore Questions Open from July 10 until July 21, 2023; Companies Should Log On Soon and Validate Their Information
7/11/2023 11:16 AM
Corporate Governance
;
Disclosure
;
Environmental/Climate Change
;
ESG
;
Human Capital Management
7/11/2023 11:19 AM
Approved
7/11/2023 11:15 AM
New Vote Reporting Disclosures Required on Form N-PX – Vote Reports Now Extend to All 13F Filers – No Longer Limited to Registered Funds
7/10/2023 7:30 PM
Capital Markets
;
Corporate Governance
;
Disclosure
;
Investment Act/Investment Advisors Act
;
Securities Regulation
7/10/2023 7:25 PM
Approved
7/10/2023 7:24 PM
Updated Summary of Director Education Opportunities Now Available
7/10/2023 11:25 AM
Audit Committee
;
Corporate Governance
;
ESG
;
IPOs
;
Securities Regulation
;
Shareholder Proposals
7/10/2023 11:29 AM
Approved
7/10/2023 11:28 AM
NYSE and Nasdaq Allow More Time for Companies to Adopt Rule 10D-1 Clawback Policies: What to Do Now
6/8/2023 3:14 PM
Compensation Committee
;
Corporate Governance
;
Dodd Frank
;
Executive Compensation
;
Financial Statements
;
Proxy Statements and Annual Meetings
;
Securities Regulation
6/12/2023 8:13 AM
Approved
6/8/2023 3:18 PM
Supreme Court Upholds Tracing Requirement For Section 11 Claims in Direct Listings - Slack Technologies LLC v. Pirani, No. 21-200
6/6/2023 12:22 PM
Capital Markets
6/6/2023 12:56 PM
Approved
6/6/2023 12:25 PM
New SEC Staff Guidance on Rule 10b5-1 Amendments and Summary of Compliance Dates
5/30/2023 5:13 PM
Disclosure
;
Executive Compensation
;
Proxy Statements and Annual Meetings
;
Securities Regulation
5/30/2023 5:15 PM
Approved
5/30/2023 5:10 PM
SEC Enforcement Action Highlights Importance of Non-GAAP Policies and Disclosure Controls and Procedures
4/17/2023 8:18 AM
Securities Regulation
;
Disclosure
;
Financial Statements
4/17/2023 8:19 AM
Approved
4/17/2023 8:14 AM
Updated Summary of Director Education Opportunities Available
4/11/2023 8:39 AM
Corporate Governance
;
Audit Committee
;
ESG
;
IPOs
4/11/2023 8:42 AM
Approved
4/11/2023 8:42 AM
SEC Publishes C&DIs Addressing Tender Offer Issues
3/17/2023 5:35 PM
Securities Regulation
;
M&A
;
Disclosure
3/17/2023 5:39 PM
Approved
3/17/2023 5:36 PM
SEC Adopts New Final Rules for Clearance and Settlement; Proposes Changes for Investment Adviser Rules
2/22/2023 8:04 AM
Capital Markets
;
Registered Securities Offerings
;
Securities Regulation
;
Private Placements
2/22/2023 8:07 AM
Approved
2/22/2023 8:06 AM
Updated Summary of Director Education Opportunities Available
1/5/2023 9:01 AM
Audit Committee
;
Corporate Governance
;
ESG
;
IPOs
1/5/2023 9:06 AM
Approved
1/5/2023 9:04 AM
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